Compliance Team - WealthSure Pty Ltd
Cristy Blackwell - Compliance Manager
Cristy is the Compliance Manager for WealthSure Pty Ltd and has been in that role since 2006. Cristy liaises with advisers on a daily basis attending to their queries, auditing their Statements of Advice, auditing their client files and maintaining their ongoing training. Cristy is also responsible for the maintenance of WealthSure’s policies and procedures and complaints resolution system.
Cristy is a qualified financial planner and has completed the Diploma of Financial Planning and holds a Bachelor of Commerce Degree from the University of Western Australia.
Donna Caird - Senior Compliance Officer
Donna is the Compliance Officer for Wealthsure and will be responsible for monitoring and completing the ongoing auditing and training requirements for the group. Donna will liaise with advisers to ensure their training complies with ASIC requirements and all training plans and knowledge targets are met. Donna will also conduct audits and assist Cristy with day to day compliance activities.
Donna has worked extensively within the finance industry for the previous 15 years with a background in Compliance within the Stockbroking and Financial Planning sectors.
Amy Johnson - Compliance Officer
Amy has worked in the financial services industry for 10 years and has recently returned to WealthSure after travelling throughout Western Australia with her family.
Amy provides daily ongoing compliance assistance to all WealthSure advisors, and assists with auditing, ongoing training and general compliance queries.
Leanne Haworth - Compliance Officer
Leanne is one of the Compliance Team members for WealthSure who provides resolution of compliance issues through consultation and coaching. With more than 15 years' experience in the finance industry, Leanne supports WealthSure's advisers and their Paraplanners, to ensure the ASIC regulations and compliance processes are being followed. Leanne conducts regular monitoring through Statment of Advice vetting and audits in addition to assisting in the development of training, policy and business practices as a consequence of regulatory changes.