Compliance Team - WealthSure Financial Services
Cristy Blackwell - Compliance Manager
Cristy is the Compliance Manager for WealthSure Pty Ltd and has been in that role since 2006. Cristy liaises with advisers on a daily basis attending to their queries, auditing their Statements of Advice, auditing their client files and maintaining their ongoing training. Cristy is also responsible for the maintenance of WealthSure’s policies and procedures and complaints resolution system.
Cristy is a qualified financial planner and has completed the Diploma of Financial Planning and holds a Bachelor of Commerce Degree from the University of Western Australia.
Donna Caird - Compliance Officer
Donna is the Compliance Officer for Wealthsure and will be responsible for monitoring and completing the ongoing auditing and training requirements for the group. Donna will liaise with advisers to ensure their training complies with ASIC requirements and all training plans and knowledge targets are met. Donna will also conduct audits and assist Cristy with day to day compliance activities.
Donna has worked extensively within the finance industry for the previous 15 years with a background in Compliance within the Stockbroking and Financial Planning sectors.